Manage accountability throughout the firm, and comply with SMCR and conduct rules, through governance tools and frameworks that evolve as regulation and the business change. Streamline the management of fitness and propriety of senior managers and certified personnel with a transparent view of organisational structures, record keeping and management of statement of responsibilities.
Enhanced Due Diligence enables firms to better understand online reputational risks and evidence compliance, supporting the mandatory due diligence requirements of a person’s honesty and integrity as part of the fit and proper assessment.
SMCR Training helps firms address their mandatory training requirements by ensuring individuals understand the fundamentals of the regulation. Team members can learn at their own pace through on-demand videos and handbooks constructed by subject matter experts and validated by industry practitioners.