Using the Risk Cockpit, Capital Market firms are able to get a real-time view of their enterprise risk profile based on an aggregation of risks from across all risk domains.
Comply with regulatory reporting obligations across multiple jurisdictions through a unified solution covering EMIR, REMIT, FinfraG, MifIR, MiFIDII and SFTR.
Financial Crime Training helps firms address their mandatory training requirements by ensuring individuals understand the fundamentals of the topic. Team members can learn at their own pace through on-demand videos and handbooks constructed by subject matter experts and validated by industry practitioners.
Client Onboarding provides Capital Market firms with the tools to make client onboarding as seamless as possible whilst allowing them to fulfil their regulatory obligations. Simplify the process and lower risk and cost by turning complex fragmented onboarding processes into simple digital forms.
SMCR Training helps firms address their mandatory training requirements by ensuring individuals understand the fundamentals of the regulation. Team members can learn at their own pace through on-demand videos and handbooks constructed by subject matter experts and validated by industry practitioners.
Enhanced Due Diligence enables firms to better understand online reputational risks and evidence compliance, supporting the mandatory due diligence requirements of a person’s honesty and integrity as part of the fit and proper assessment.
Manage accountability throughout the firm, and comply with SMCR and conduct rules, through governance tools and frameworks that evolve as regulation and the business change. Streamline the management of fitness and propriety of senior managers and certified personnel with a transparent view of organisational structures, record keeping and management of statement of responsibilities.
Market Abuse Training helps firms address their mandatory training requirements by ensuring individuals understand the fundamentals of regulations. Team members can learn at their own pace through on-demand videos and handbooks constructed by subject matter experts and validated by industry practitioners.
Market Surveillance provides insightful analytics and contextual surveillance to help Capital Markets firms identify and manage the potential risks of market abuse, fraud and operational breaches.
The Compliance Cockpit brings out-of-the-box compliance risk metrics covering market abuse, financial crime, individual accountability regime to other compliance obligations providing a 360 degree view of compliance risks. Address your overall compliance risk through real-time, meaningful management information, sourced from the entire compliance application suite.
Misconduct at Work Training helps firms address unacceptable behaviours at work including misconduct and unconscious bias. Team members can learn at their own pace through on-demand videos and handbooks constructed by subject matter experts and validated by industry practitioners.
GDPR Training helps firms address their mandatory training requirements by ensuring individuals understand the fundamentals of the regulation. Team members can learn at their own pace through on-demand videos and handbooks constructed by subject matter experts and validated by industry practitioners.
Coming soon!