Individual
Accountability
Regime

Powered by Trailight

Systemise SMCR

The Senior Managers & Certification Regime extension introduced by the Financial Conduct Authority (FCA) is set to present a new era of accountability for individuals, raising standards of governance and conduct in financial services. Firms will need to have in place an end-to-end solution to capture, evidence, monitor and report the extensive transparency and disclosure requirements to ensure effective compliance.

Designed to be the industry benchmark, this platform gives financial institutions the control, visibility, and agility to manage accountability throughout the firm – and comply with the Senior Management Regime, Certification Regime and Conduct rules in one place.

trailight_imac

Save time
by automating IAR workflows

Increase visibility
of responsibilities

Traceability
through time-stamped audit trails

Drive culture
& accountability

Features

Manage and automate your firm’s IAR workflows. This application centrally tracks your IAR workflows and is fully configurable to suit your firm’s requirements across:

Function, responsibility, and commmittee mapping

Certification processes

Fit and proper processes

Conduct rules staff management

Ensure visibility and transparency of key responsibilities and requirements throughout your firm. Our application offers clear insight into your firm’s:

Statements of responsibilities

Management Responsibility Maps

Collective decision making

Conduct rules breaches and training

Ensure traceability and assurance that you have taken reasonable steps to comply across all processes within your firm. Through date and time-stamped audit trails you can track:

Governance and committee processes

Document management

Collective decision making

Conduct rules breaches and training

Contact us today for more information

Start typing and press Enter to search

I'm interested in the Enterprise Risk Cockpit
I'd like to purchase a business licence for the Enterprise Risk Cockpit.
I'm interested in the Enterprise Risk Cockpit
I'd like to purchase enterprise licences for the Enterprise Risk Cockpit.

<script type=”text/javascript” id=”aoform-script-49424e9f-113f-4f18-9f74-25386429d43c:d-0003″>!function(o,t,e,a){o._aoForms=o._aoForms||[],o._aoForms.push(a);var n=function(){var o=t.createElement(e);o.src=(“https:”==t.location.protocol?”https://”:”http://”)+”engage.krm22.com/acton/content/form_embed.js”,o.async=!0;for(var a=t.getElementsByTagName(e)[0],n=a.parentNode,c=document.getElementsByTagName(“script”),r=!1,s=0;s<c.length;s++){if(c[s].getAttribute(“src”)==o.getAttribute(“src”))r=!0;}r?typeof(_aoFormLoader)!=”undefined”?_aoFormLoader.load({id:”49424e9f-113f-4f18-9f74-25386429d43c:d-0003″,accountId:”40422″,domain:”engage.krm22.com”,isTemp:false,noStyle:false,prefill:false}):””:n.insertBefore(o,a)};window.attachEvent?window.attachEvent(“onload”,n):window.addEventListener(“load”,n,!1),n()}(window,document,”script”,{id:”49424e9f-113f-4f18-9f74-25386429d43c”,accountId:”40422″,domain:”engage.krm22.com”,isTemp:false,noStyle:false,prefill:false});</script>

Bitnami